TY - JOUR
T1 - Improving lithium-ion battery state of health estimation with an integrated convolutional neural network, gated recurrent unit, and squeeze-and-excitation model
AU - Chen, Xueyang
AU - Chen, Mengyang
AU - Fang, Weiwei
AU - Ye, Jilei
AU - Liu, Lili
AU - Wu, Yuping
N1 - Publisher Copyright:
© 2025 IOP Publishing Ltd. All rights, including for text and data mining, AI training, and similar technologies, are reserved.
PY - 2025/3/1
Y1 - 2025/3/1
N2 - Estimating the State of Health (SOH) of lithium batteries is vital for the safe management of new energy systems. This study leverages voltage, current, and temperature data from the NASA battery dataset to extract health features. The relationship between these features and battery capacity is evaluated using mutual information analysis. An integrated Convolutional Neural Network (CNN), Gated Recurrent Unit (GRU), and Squeeze-and-Excitation (SE) model (CNN-GRU-SE) for estimating battery SOH is proposed. The CNN module identifies local features from the input data, the SE module emphasizes key features, and the GRU module captures temporal dependencies, effectively tracking the battery’s health trend over time. The estimation results indicate that the CNN-GRU-SE model reduces the Mean Absolute Error (MAE), Mean Absolute Percentage Error (MAPE), and Root Mean Square Error (RMSE) by approximately 3% to 10% compared to the CNN, GRU, and CNN-GRU models. These results confirm the superior estimation capability of the integrated CNN-GRU-SE model. Furthermore, the study underscores the effective integration of the strengths of CNN, SE modules, and GRU, demonstrating its potential application in battery health management.
AB - Estimating the State of Health (SOH) of lithium batteries is vital for the safe management of new energy systems. This study leverages voltage, current, and temperature data from the NASA battery dataset to extract health features. The relationship between these features and battery capacity is evaluated using mutual information analysis. An integrated Convolutional Neural Network (CNN), Gated Recurrent Unit (GRU), and Squeeze-and-Excitation (SE) model (CNN-GRU-SE) for estimating battery SOH is proposed. The CNN module identifies local features from the input data, the SE module emphasizes key features, and the GRU module captures temporal dependencies, effectively tracking the battery’s health trend over time. The estimation results indicate that the CNN-GRU-SE model reduces the Mean Absolute Error (MAE), Mean Absolute Percentage Error (MAPE), and Root Mean Square Error (RMSE) by approximately 3% to 10% compared to the CNN, GRU, and CNN-GRU models. These results confirm the superior estimation capability of the integrated CNN-GRU-SE model. Furthermore, the study underscores the effective integration of the strengths of CNN, SE modules, and GRU, demonstrating its potential application in battery health management.
KW - convolutional neural network
KW - gated recurrent unit
KW - health feature
KW - squeeze-and-excitation module
KW - state of health estimation
UR - http://www.scopus.com/inward/record.url?scp=85217557303&partnerID=8YFLogxK
U2 - 10.1088/1402-4896/adae64
DO - 10.1088/1402-4896/adae64
M3 - 文章
AN - SCOPUS:85217557303
SN - 0031-8949
VL - 100
JO - Physica Scripta
JF - Physica Scripta
IS - 3
M1 - 036004
ER -